COMPLIANCE, 01Aut. 10077274 · 142 Boulevard de la Pétrusse, Luxembourg

Compliance services in Luxembourg, your obligations met, kept current.

Compliance services cover all the regulatory obligations of a Luxembourg structure: AML / KYC, beneficial-owners register, automatic exchanges (CRS / FATCA), DAC6 and substance. We steer them in a coordinated way.

In short

Compliance services bring together the legal and regulatory obligations of a Luxembourg company or vehicle: anti-money-laundering (AML / KYC), the beneficial-owners register (RBE), tax information exchange (CRS / FATCA), cross-border arrangement reporting (DAC6) and substance.

Legal basis

AML framework based on the amended law of 12 November 2004; RBE established by the law of 13 January 2019; CRS (law of 18 December 2015) and FATCA (law of 24 July 2015); DAC6 (law of 25 March 2020); substance under the ATAD directives.

Key takeaway

  • Compliance covers AML / KYC, RBE, CRS / FATCA, DAC6 and substance.
  • Coordinated steering avoids omissions and penalties.
  • Defensible documentation is the key on audit.

Who this is for

  • Holdings, SOPARFIs and investment vehicles
  • Companies exposed to automatic exchange (CRS / FATCA)
  • Groups carrying out cross-border transactions (DAC6)
  • Structures needing to strengthen their compliance file

What we do

  • AML / KYC procedures and onboarding
  • Maintenance and update of the beneficial-owners register (RBE)
  • CRS / FATCA classification and reporting
  • DAC6 analysis and reporting where relevant
  • Audit-ready substance documentation

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Preparation checklist

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FAQ

Frequently asked questions

What do compliance services cover?
AML / KYC, the beneficial-owners register (RBE), CRS / FATCA automatic exchange, DAC6 reporting and substance, all the regulatory obligations of a Luxembourg structure.
What is the RBE?
The beneficial-owners register, established by the law of 13 January 2019, in which companies must declare and keep up to date the identity of their beneficial owners.
Am I concerned by CRS / FATCA or DAC6?
It depends on your activity, financial accounts and cross-border transactions. We perform the classification and determine your obligations.
Do you steer everything in a coordinated way?
Yes: we centralise compliance obligations with a calendar and alerts, alongside accounting and governance.
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