Compliance services in Luxembourg, your obligations met, kept current.
Compliance services cover all the regulatory obligations of a Luxembourg structure: AML / KYC, beneficial-owners register, automatic exchange of tax information, CRS and FATCA, DAC6 and substance. We steer them in a coordinated way.
Reply within 24 h · NDA on request before any confidential document
Compliance services in Luxembourg are the services that keep a Luxembourg company or vehicle in line with its legal and regulatory obligations. They cover anti-money-laundering (AML / KYC), the register of beneficial owners (RBE), tax information exchange (CRS / FATCA), cross-border arrangement reporting (DAC6) and substance, and keep each obligation current as the rules change.
AML framework based on the amended law of 12 November 2004; RBE established by the law of 13 January 2019; CRS (law of 18 December 2015) and FATCA (law of 24 July 2015); DAC6 (law of 25 March 2020); substance under the ATAD directives.
Key takeaway
- Compliance covers AML / KYC, RBE, CRS / FATCA, DAC6 and substance.
- Coordinated steering avoids omissions and penalties.
- Defensible documentation is the key on audit.
Who this is for
- Holdings, SOPARFIs and investment vehicles
- Companies exposed to automatic exchange (CRS / FATCA)
- Groups carrying out cross-border transactions (DAC6)
- Structures needing to strengthen their compliance file
What we do
- AML / KYC procedures and onboarding
- Maintenance and update of the beneficial-owners register (RBE)
- CRS / FATCA classification and reporting
- DAC6 analysis and reporting where relevant
- Audit-ready substance documentation
Ready to structure your compliance services?
First reply within 24 working hours, from a named adviser. Firm quote within 48 working hours once the scope is defined. NDA on request before any confidential document.
Official sources and verification
This page is published under the editorial responsibility of Mickaël LOC for Financial Services Luxembourg (business permit 10077274). The rules cited should be checked against competent authorities and the circumstances of the case.
Frequently asked questions
What do compliance services cover?
AML / KYC, the beneficial-owners register (RBE), CRS / FATCA automatic exchange, DAC6 reporting and substance, all the regulatory obligations of a Luxembourg structure.
What is the RBE?
The beneficial-owners register, established by the law of 13 January 2019, in which companies must declare and keep up to date the identity of their beneficial owners.
Am I concerned by CRS / FATCA or DAC6?
It depends on your activity, financial accounts and cross-border transactions. We perform the classification and determine your obligations.
Do you steer everything in a coordinated way?
Yes: we centralise compliance obligations with a calendar and alerts, alongside accounting and governance.
Request a quote: Compliance services
First reply within 24 working hours, from a named adviser. NDA on request before any confidential document.